and the key concepts and principles underlying AML/KYC and compliance frameworks. They will gain an understanding of the risk-based approach to AML/KYC and compliance, including identifying and assessing risks and developing policies, procedures, and controls to mitigate those risks. Throughout the course, participants will be engaged in practical exercises and case studies to apply their knowledge and reinforce their understanding of the concepts and principles covered. By the end of the course, participants will be able to confidently implement and manage AML/KYC and compliance frameworks in their organizations, in compliance with global regulations and best practices. The course is divided into 10 modules, each focusing on a specific area of AML/KYC/Compliance.
- Teacher: Mario Madeddu
This course offers a comprehensive overview of the Markets in Financial Instruments Directive (MiFID) and the Markets in Financial Instruments Regulation (MiFIR) with a focus on customer and investor protection. Participants will gain a deep understanding of the regulatory framework, obligations, and best practices for ensuring the protection of clients and stakeholders with investment interests under MiFID II and MiFIR.
- Teacher: Armando Coviello
This course provides a comprehensive examination of the principles and practices essential for maintaining market integrity and preventing market abuse in the context of artificial intelligence technologies. The course delves into the regulatory frameworks, ethical considerations, and technological advancements shaping modern financial markets, emphasizing the critical role of AI in ensuring transparency, fairness, and compliance.
- Teacher: Armando Coviello